Compliance and Commitment Services
The compliance, anti-money laundering, and counter-terrorism financing department is essential in financial companies, as no financial company can be established, nor can a licensing application be accepted by the Capital Market Authority and the Central Bank without this department.
At Esnad Advisory, We:
Provide compliance and commitment services as an external party for financial companies, leveraging a team with extensive experience in the field.
Our Compliance Services Include:
- Identifying, assessing, advising, monitoring, and reporting on the company's compliance.
- Reviewing and approving all current and new products to ensure they meet regulatory requirements.
- Ensuring receipt of all systems, regulations, and circulars issued by regulatory authorities.
- Monitoring compliance with anti-money laundering and counter-terrorism financing regulations, laws, and rules.
- Following up with regulatory authorities.
- Sending responses to circulars and letters to regulatory authorities.
- Preparing and implementing the company’s compliance monitoring program.
- Providing customer-specific inspection services and Know Your Customer (eKYC) model.
- Providing necessary training programs through (Esnad Academy).
Request the Service: